Susan is a Certified Regulatory Compliance Manager (CRCM) with over 20 years relevant experience. She manages and directs our regulatory compliance consulting service. She plans and conducts regulatory compliance audits including lending, deposit and the Bank Secrecy Act compliance for our financial institution clients. She assists in performing internal audits of primary banking activities including lending operations, deposit operations and branch operations. Susan also assists with risk-based loan reviews including credit quality, documentation and compliance requirements. She provides assistance to clients with new product development, marketing reviews, disclosure review and regulatory updates.
Susan worked in a variety of capacities including senior compliance risk analyst, compliance specialist and Bank Secrecy Act coordinator for one of the largest Banks in the country. She has also served as Compliance Officer for a large regional community Bank.
AS, Applied Business, Cincinnati State Technical & Community College
Certification & Licensure
Certified Regulatory Compliance Manager (CRCM)
Industry & Service Teams
- Four ways a compliance review prepares you for regulators June 6, 2017
- Four ways a compliance review prepares you for regulators May 20, 2015
- Regulatory compliance strategies for commercial lenders August 14, 2015