Operational Risk & Controls

Internal controls have always been a critical component of corporate infrastructure, but the focus on this area is greater than ever.

We provide a holistic approach to internal controls.

To help organizations withstand increased scrutiny, we provide a comprehensive financial, operational and compliance auditing approach. From analytics and training, to regulatory compliance and cybersecurity, we help you manage and reduce risk.

Risk & Controls Services

Internal Audit Co-Sourcing

Organizations must do more with less, and many are looking to access the skills and knowledge they need on a per-project basis. Our internal audit co-sourcing services follow a risk-based approach that includes integrated audit deployment. Regardless if the audit is focused on financial, operational, compliance or IT processes, we develop work programs using the strength of our experience and customize these programs based upon your specific needs.

SOC 1, 2, 3 & Cybersecurity

Our advisors and consultants provide the System and Organizational Controls (SOC) examinations that fit your needs – SOC 1, 2, 3, or SOC for cybersecurity. We offer assurance about your systems’ financial reporting controls, the controls you use to protect the privacy and confidentiality of users’ data, as well as the security, availability and processing integrity of your systems.

Regulatory Compliance

Regardless of your industry, there are more regulatory requirements than ever before. Whether you’re a public company or a privately-held organization, we can help.

Our consultants apply their industry expertise and deep regulatory knowledge to help you stay compliant with common and specialized requirements, including:

  • Sarbanes-Oxley (SOX) and JSOX
  • Model Audit Rule (MAR)
  • BSA / AML (Bank Secrecy Act / Anti-Money Laundering)
  • GLBA (Gramm -Leach-Bliley Act)

Audit Data Analytics

The focus on “big data” is not going away, but many organizations struggle with fully integrating data analytics throughout their internal audit process.

Working with your internal audit department, our consultants can provide data analytic solutions and resources, including:

  • Developing a data analytics strategy including defined goals, measurable objectives, and potential solutions
  • Assisting with the implementation of your data analytics program
  • Identifying how to best apply data analytics in each phase of your internal audit process
  • Providing training and knowledge transfer for your team

Internal & IT Audit Training

We offer on-site, custom-built internal audit training to all levels of staff and management. Our focus is improving the quality and consistency of your internal audit engagements. Our programs ensure that internal auditors have the knowledge and proficiency required to provide the highest level of auditing assurance, insight, and objectivity. We can bring your staff up to date with the latest internal audit methodologies, tools, and techniques. And your training can be customized to focus on in-depth knowledge of a specific area, such as IT audit, cybersecurity, fraud, or SOC reports.

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Risk & Controls Advisors

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